Firms We Serve
You’ve built something worth protecting. We help you scale it with systems that earn trust before asking for attention.
Compliant Growth Can Feel Complex
Whether you're leading a BD or RIA, an emerging alts fund, or oversee a highly-regulated team, it's normal to have questions before committing to a new approach.
This section is here to clarify what we do, how we do it, and whether it fits your goals - to help inform your decision.
Whether you're leading a BD or RIA, an emerging alts fund, or oversee a highly-regulated team, it's normal to have questions before committing to a new approach.
This section is here to clarify what we do, how we do it, and whether it fits your goals - to help inform your decision.
What types of firms do you serve?
We specialize in regulated financial services. That includes RIAs, Broker-Dealers, Multi-Family Offices, Fund Managers, Private Equity GPs, Legacy Law Firms, and Fund Admins navigating FINRA, SEC, or internal oversight. If compliance matters, we’re probably your people.
What problems do you actually solve?
What’s the difference between the Audit, Sprint, Retainer, and Engine?
Are your services SEC/FINRA compliant?
Can we use our existing CRM and tools?
What if we’re just getting started?
How soon can you start?
Who is on your team?
How do you price?
Do you work with founders and startups?
What types of firms do you serve?
We specialize in regulated financial services. That includes RIAs, Broker-Dealers, Multi-Family Offices, Fund Managers, Private Equity GPs, Legacy Law Firms, and Fund Admins navigating FINRA, SEC, or internal oversight. If compliance matters, we’re probably your people.
What problems do you actually solve?
What’s the difference between the Audit, Sprint, Retainer, and Engine?
Are your services SEC/FINRA compliant?
Can we use our existing CRM and tools?
What if we’re just getting started?
How soon can you start?
Who is on your team?
How do you price?
Do you work with founders and startups?
What types of firms do you serve?
We specialize in regulated financial services. That includes RIAs, Broker-Dealers, Multi-Family Offices, Fund Managers, Private Equity GPs, Legacy Law Firms, and Fund Admins navigating FINRA, SEC, or internal oversight. If compliance matters, we’re probably your people.
What problems do you actually solve?
What’s the difference between the Audit, Sprint, Retainer, and Engine?
Are your services SEC/FINRA compliant?
Can we use our existing CRM and tools?
What if we’re just getting started?
How soon can you start?
Who is on your team?
How do you price?
Do you work with founders and startups?
What types of firms do you serve?
We specialize in regulated financial services. That includes RIAs, Broker-Dealers, Multi-Family Offices, Fund Managers, Private Equity GPs, Legacy Law Firms, and Fund Admins navigating FINRA, SEC, or internal oversight. If compliance matters, we’re probably your people.
What problems do you actually solve?
What’s the difference between the Audit, Sprint, Retainer, and Engine?
Are your services SEC/FINRA compliant?
Can we use our existing CRM and tools?
What if we’re just getting started?
How soon can you start?
Who is on your team?
How do you price?
Do you work with founders and startups?
100k+
Curated Connections
To help inform your decision
“CGA understood our compliance constraints better than most internal hires. Our systems are cleaner, the leads are better, and for once - our outbound feels buttoned-up.”
Paul D.
Managing Partner, RIA
Every message, every workflow, every asset was compliant and clean. We finally feel confident growing again.”
Terry H.
Managing Partner, MFO
“CGA understood our compliance constraints better than most internal hires. Our systems are cleaner, the leads are better, and for once - our outbound feels buttoned-up.”
Paul D.
Managing Partner, RIA
Every message, every workflow, every asset was compliant and clean. We finally feel confident growing again.”
Terry H.
Managing Partner, MFO
“CGA understood our compliance constraints better than most internal hires. Our systems are cleaner, the leads are better, and for once - our outbound feels buttoned-up.”
Paul D.
Managing Partner, RIA
Every message, every workflow, every asset was compliant and clean. We finally feel confident growing again.”
Terry H.
Managing Partner, MFO
“CGA understood our compliance constraints better than most internal hires. Our systems are cleaner, the leads are better, and for once - our outbound feels buttoned-up.”
Paul D.
Managing Partner, RIA
Every message, every workflow, every asset was compliant and clean. We finally feel confident growing again.”
Terry H.
Managing Partner, MFO
“CGA understood our compliance constraints better than most internal hires. Our systems are cleaner, the leads are better, and for once - our outbound feels buttoned-up.”
Paul D.
Managing Partner, RIA
"Every message, every workflow, every asset was compliant and clean. We finally feel confident growing again.”
Terry H.
Managing Partner, MFO
“CGA understood our compliance constraints better than most internal hires. Our systems are cleaner, the leads are better, and for once - our outbound feels buttoned-up.”
Paul D.
Managing Partner, RIA
"Every message, every workflow, every asset was compliant and clean. We finally feel confident growing again.”
Terry H.
Managing Partner, MFO
“CGA understood our compliance constraints better than most internal hires. Our systems are cleaner, the leads are better, and for once - our outbound feels buttoned-up.”
Paul D.
Managing Partner, RIA
"Every message, every workflow, every asset was compliant and clean. We finally feel confident growing again.”
Terry H.
Managing Partner, MFO
“CGA understood our compliance constraints better than most internal hires. Our systems are cleaner, the leads are better, and for once - our outbound feels buttoned-up.”
Paul D.
Managing Partner, RIA
"Every message, every workflow, every asset was compliant and clean. We finally feel confident growing again.”
Terry H.
Managing Partner, MFO
“CGA understood our compliance constraints better than most internal hires. Our systems are cleaner, the leads are better, and for once - our outbound feels buttoned-up.”
Paul D.
Managing Partner, RIA
"Every message, every workflow, every asset was compliant and clean. We finally feel confident growing again.”
Terry H.
Managing Partner, MFO
“CGA understood our compliance constraints better than most internal hires. Our systems are cleaner, the leads are better, and for once - our outbound feels buttoned-up.”
Paul D.
Managing Partner, RIA
"Every message, every workflow, every asset was compliant and clean. We finally feel confident growing again.”
Terry H.
Managing Partner, MFO
“CGA understood our compliance constraints better than most internal hires. Our systems are cleaner, the leads are better, and for once - our outbound feels buttoned-up.”
Paul D.
Managing Partner, RIA
"Every message, every workflow, every asset was compliant and clean. We finally feel confident growing again.”
Terry H.
Managing Partner, MFO
“CGA understood our compliance constraints better than most internal hires. Our systems are cleaner, the leads are better, and for once - our outbound feels buttoned-up.”
Paul D.
Managing Partner, RIA
"Every message, every workflow, every asset was compliant and clean. We finally feel confident growing again.”
Terry H.
Managing Partner, MFO
“CGA understood our compliance constraints better than most internal hires. Our systems are cleaner, the leads are better, and for once - our outbound feels buttoned-up.”
Paul D.
Managing Partner, RIA
"Every message, every workflow, every asset was compliant and clean. We finally feel confident growing again.”
Terry H.
Managing Partner, MFO
“CGA understood our compliance constraints better than most internal hires. Our systems are cleaner, the leads are better, and for once - our outbound feels buttoned-up.”
Paul D.
Managing Partner, RIA
"Every message, every workflow, every asset was compliant and clean. We finally feel confident growing again.”
Terry H.
Managing Partner, MFO
“CGA understood our compliance constraints better than most internal hires. Our systems are cleaner, the leads are better, and for once - our outbound feels buttoned-up.”
Paul D.
Managing Partner, RIA
"Every message, every workflow, every asset was compliant and clean. We finally feel confident growing again.”
Terry H.
Managing Partner, MFO
“CGA understood our compliance constraints better than most internal hires. Our systems are cleaner, the leads are better, and for once - our outbound feels buttoned-up.”
Paul D.
Managing Partner, RIA
"Every message, every workflow, every asset was compliant and clean. We finally feel confident growing again.”
Terry H.
Managing Partner, MFO
Get in touch
Get in touch
Get in touch
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