Broker Dealers
High-performance growth systems for firms that move under scrutiny - broker-dealers, RIAs, MFOs, and specialty asset managers.
Scale Without Scrutiny
Modern growth has become a minefield - and broker-dealers know it better than anyone.
You're not stalling because you're slow.
You're stalling because you're smart.
You’ve seen what happens when someone shortcuts compliance.
You’ve spent enough on patchwork tech, rep-built funnels, and “grey area” agencies.
And you’re not about to gamble your reputation just to send a few more emails.
That’s where we come in.
Outbound Growth, Built for Regulation
At Compliant Growth Advisors, we design high-performance growth systems for firms that move under scrutiny - broker-dealers, RIAs, MFOs, and specialty asset managers.
We bring deep expertise in:
FINRA/SEC-safe outreach systems
CRM workflows that hold up under audit
Psychographic targeting for high-trust outreach
Embedded ops support that moves as fast as you do
We’ve helped compliance-first firms add 7- and 8-figures to their pipeline - without chasing trends, bloating headcount, or triggering red flags.
Real Clients. Real Systems. Real Results.
“We’ve worked with the best marketers in the space. Nobody gets the compliance side like Erik. This wasn’t just lead gen - it was a whole new operating system for growth.”
— Craig B., Managing Director, BD & Insurance Group
“Our reps needed structure. Legal needed confidence. We got both.”
— Aldo B., SVP of Distribution, Broker-Dealer (Hybrid Model)
🛠 Solutions That Fit Your Firm
💡 Offer | 📈 Use Case | 📦 What’s Included |
|---|---|---|
$1,500 (48-hr turnaround) | Diagnose funnel, tech & compliance gaps | 48-hour delivery. Includes 50+ psychographic leads, CRM audit, outbound scorecard, roadmap |
$3,500 (1-week turnaround) | Test 1 channel, 1 funnel | 7-day asset sprint: copy, CRM setup, messaging, 250+ enriched leads. No long-term commitment |
$7.5K–15K/month | Embedded growth team | AI copy engine, rep outreach systems, Salesforce/GHL workflows, async support, SOPs, analytics |
Compliant Growth Engine Build | ||
$20K–$80K+ | Full buildout over 3–6 months | DISC-enriched personas, CRM compliance layer, outreach assets, rep templates, dashboards, training |
🧩 Every engagement is built to scale: audit > sprint > embedded ops > full engine.
30-day upgrade credits available.
🎯 Who We Work With
We’re not for everyone. But we’re perfect for:
Mid-size and large BDs navigating digital transformation
Compliance-conscious firms who’ve been burned by “growth hacks”
Firms with reps, but no unified system
Leaders tired of chasing attribution and tired tech
👋 Let’s Make This Simple
You don’t need another generic agency.
You need a growth partner who understands your constraints, your stakeholders, and your standards.
That’s why we built Compliant Growth.
Let’s talk about what’s slowing you down - and what it takes to build the kind of system your team, clients, and regulators can all trust.
👉 Request a Compliant Growth Briefing
We’ll send you a 3-minute breakdown, sample assets, and live success metrics from firms like yours.
