Compliant Growth Audit
Compliant Growth Audit
Growth Strategy Built for the Regulated Edge
This isn’t another sales pitch disguised as a discovery call.
The Compliant Growth Audit is a fast, focused diagnostic built specifically for high-trust teams scaling under scrutiny - whether from regulators, stakeholders, or your own internal pressure to grow without compromising integrity.
It’s where we analyze your entire outbound readiness stack - from CRM architecture to outreach templates - and surface what’s working, what’s leaking, and what can be fixed immediately.
You won’t just get suggestions.
You’ll get a battle-tested growth roadmap based on real-world delivery inside RIAs, BDs, MFOs, fund operators, and complex regulated service firms.
✅ What You’ll Walk Away With
50+ psychographic leads, enriched with DISC/OCEAN insight, pre-qualified by firmographics and persona logic.
6–10 multi-channel outreach scripts, tailored and FINRA/SEC-safe for your industry.
CRM compliance checklist, with a report card on outbound readiness, risk, and fragmentation.
Detailed strategic audit & roadmap - 10–15 pages of precise recommendations, with optional upgrade paths for execution or team training.
📦 Turnaround: 48 hours from the live audit.
💰 Investment: $1,500 (rolls into upgrades within 30 days)
🧠 Why Leaders Choose This First
Most operators think they need more leads or better tech.
But in our experience, the biggest leaks happen upstream:
Your CRM doesn’t match your sales cycle.
Your reps are guessing instead of following compliant flows.
Your messaging is 80% there - but missing critical triggers that earn trust.
This audit isolates the key systems and scripts that actually drive momentum in regulated growth - before you allocate more budget towards inbound, paid ads, or SDR hires.
Whether you’re a lean team preparing for a raise, a BD who’s been burned by generic agencies, or a founder doing it all yourself - this gives you a strategic lens and tactical tools without the long-term commitment.
👤 Who It’s For
RIAs, BDs, or Fund Operators stuck between growth pressure and compliance constraints.
RevOps, Sales, or Marketing leads needing to fix pipeline problems without tech overhauls.
Firms scaling into outbound or paid media - who want to build right, not rebuild later.
Founders or execs ready to tighten team, tech, and trust alignment for measurable scale.
💬 What Clients Say
“We’d been through three firms before this, and no one got our compliance needs. Erik delivered an audit that gave us clarity, compliance guardrails, and two of our best leads in months - all in the same week.”
— Ann C., CCO of an IA Firm
“Erik’s team spotted gaps in our outreach, CRM tagging, and messaging strategy that I didn’t even know were costing us. This audit paid for itself in the same month.”
— Carlos P., Managing Director of an Boutique BD
🧩 What Happens Next
After you book:
You’ll complete a 5-minute intake on your stack, goals, and current assets.
We’ll meet for a 45-minute strategy session.
You’ll receive your full audit deck, roadmap, enriched leads, and scripts within 48 hours.
You’ll have the option to roll this $1,500 investment into a Growth Sprint or full Fractional Engagement within 30-days.
“I built this audit to cut through noise and serve as a true starting point - not a trapdoor into a hard sell. My only goal? Help you scale trust, not just tactics.”
— Erik Hayton, Founder, CompliantGrowth.com
✅ Book Your Compliant Growth Audit
This is your signal-check before you go full-send on outbound.
Audit slots are limited to maintain quality. Book now to secure your 1-on-1 call and a 48-hour turnaround on tailored solutions.