Last Updated: August 1, 2025

This Privacy Policy and Terms of Use (“Policy”) governs your use of CompliantGrowth.com (the “Site”) and any services, assets, audits, tools, or engagements (collectively, the “Services”) provided by Compliant Growth LLP (“we,” “our,” or “us”).

By accessing this Site or engaging with our Services, you agree to be bound by this Policy.

1. Company Details

Compliant Growth LLP
Registered in England & Wales
Company No.: [Insert Company Number]
Registered Address: London, United Kingdom
Email: privacy@compliantgrowth.com
Phone: [Insert if applicable]

2. Privacy Policy

2.1 What We Collect

We collect and process limited personal and professional data in order to provide a personalized, secure, and effective experience. This may include:

• Identity Data: Full name, job title, firm type (e.g. RIA, BD, MFO)

• Contact Data: Email address, phone number, LinkedIn profile

• Firmographic Data: AUM, registration type, jurisdiction, tech stack

• Behavioral Data: Usage data, analytics, form interactions

• Service Data: Diagnostic inputs, campaign results, audit notes

We do not collect sensitive personal data unless explicitly submitted with consent (e.g., in voluntary surveys).

2.2 How We Use Your Data

We process your data to:

• Deliver the services you request or purchase

• Personalize your site experience and messaging

• Improve our tools, diagnostics, and funnels

• Provide proactive support and outreach

• Maintain audit readiness and regulatory alignment (e.g., SEC, FINRA, FCA)

• Comply with our legal and contractual obligations

We never sell your data. Period.

2.3 Legal Basis for Processing

In accordance with the UK GDPR, our data processing relies on:

• Legitimate Interests – Tailored B2B services for regulated firms

• Contractual Necessity – Delivering services and products you've requested

• Consent – For marketing, cookies, or optional data inputs

• Legal Obligation – As required by tax, regulatory, or audit requirements

You have the right to object to processing at any time.

2.4 Data Retention & Security

We retain only what we need—and only for as long as we need it.

• Encrypted at rest and in transit

• Hosted on secure UK/EU-based or compliant cloud servers

• Access restricted to trained, authorized personnel

• Data minimization and privacy-by-design principles applied at every step

If you'd like your data deleted, email privacy@compliantgrowth.com.

2.5 International Transfers

If your data is transferred outside of the UK (e.g., to cloud platforms or integrations in the U.S.), we implement:

• Standard Contractual Clauses (SCCs)

• Participation in the UK-U.S. Data Bridge or EU-U.S. DPF, where applicable

• Vendor due diligence for all sub-processors

2.6 Your Data Rights (UK GDPR)

You may request, at any time:

• Access – See what data we have

• Rectification – Correct inaccuracies

• Erasure – Request deletion (“right to be forgotten”)

• Restriction – Pause or limit processing

• Objection – Say no to profiling or marketing

• Portability – Transfer your data elsewhere

To exercise your rights, email: privacy@compliantgrowth.com

3. Cookie Policy

We use cookies and analytics tools (e.g. Google Analytics, LinkedIn Insights, HubSpot) to:

• Improve your browsing experience

• Measure performance

• Run retargeting or funnel optimization campaigns

You can control cookie preferences through your browser or consent settings.

4. Terms of Use

4.1 IP & Content

All content, branding, frameworks, and growth systems on this site are the intellectual property of Compliant Growth LLP. Unauthorized use, copying, or commercial redistribution is prohibited without written consent.

4.2 No Legal or Regulatory Advice

While we build systems to align with financial regulations (e.g., SEC, FINRA, FCA, SROs), we do not provide licensed legal, tax, or compliance advice. Our templates and content must be reviewed by your firm’s own compliance team or counsel prior to deployment.

4.3 Liability Limitations

To the fullest extent permitted by law:

• We are not liable for indirect, incidental, or consequential losses

• Our total liability is limited to amounts paid in the prior 12 months

• We are not responsible for third-party software, API changes, or platform outages (e.g., Salesforce, GHL, LinkedIn, etc.)

Use of our systems implies client-side review and responsibility.

4.4 Availability and Access

We reserve the right to suspend or restrict access to the Site or Services for maintenance, updates, or misuse. All services are subject to fair-use, mutual respect, and clear communication.

4.5 Governing Law

This Policy is governed by the laws of England & Wales. Disputes will be subject to the exclusive jurisdiction of the UK courts.

5. For Regulated Firms

Our services are specifically built for fiduciary businesses under regulatory scrutiny—including:

• Registered Investment Advisors (RIAs)

• Broker-Dealers (BDs)

• Multi-Family Offices (MFOs)

• Legal Operators, Legacy Planners, Fund GPs, and Admins

All systems are designed with audit-ready oversight, compliant copy workflows, transparent KPI dashboards, and structured documentation trails.

You remain responsible for final approval and deployment of all content.

6. Children's Data

This site and our services are designed for professionals aged 16 and over. We do not knowingly collect data from children.

7. Contact Us

Questions? Concerns? Data requests? We’re here to help:

Compliant Growth LLP
London, United Kingdom
Email: privacy@compliantgrowth.com

By continuing to use this site or engage with our Services, you confirm your agreement with this Privacy Policy and Terms of Use.