High-Performance Growth Under High Scrutiny.

For BDs operating under the microscope.

Broker-dealers who need outbound pipeline but can’t risk compliance exposure get a system that produces meetings and audit trails simultaneously - no junior agency reps guessing at FINRA rules, no campaigns that make your compliance department flinch.

“It’s made our sales hires 10x more effective. The ROI is real.”
— Ormand B., President, Boutique BD

👉 Request a Growth Diagnostic

🎯 The Problem

Your reps need pipeline. Your compliance team needs control. Every vendor you’ve talked to understands one side and ignores the other.

FMG Suite and Broadridge sell pre-approved content libraries your advisors are supposed to use. Red Oak and Hadrius sell compliance review software. None of them source prospects, build campaigns, or put qualified meetings on your reps’ calendars. They give you tools and leave the work to you.

Agencies pitch creative campaigns that would never survive review. Internal hires cost $80–$150K loaded, take six months to ramp, and pipeline leaves when they leave.

So your reps prospect manually. Your best producers spend half their time on lead gen instead of closing. And the firms with worse products but better systems keep showing up in your prospects’ inboxes first.

🛠 How We Solve It

Every campaign, workflow, and asset we build produces an audit trail by default. Not as an afterthought - as architecture. Your compliance team gets documentation before anything ships. Your reps get qualified conversations without sourcing them.

Enriched prospect lists matched to your ideal client. Outbound across email, LinkedIn, and personalized video. CRM workflows that route and track every touch. We run it - your reps close.

“Nobody gets the compliance side like CGA. This wasn’t just lead gen — it was a whole new operating system for growth.”
— Craig B., Managing Director, BD

“Our reps needed structure. Legal needed confidence. We got both.”
— Aldo B., SVP of Distribution, BD

⚖️ Enforcement Context

FINRA alone has logged 500+ actions involving broker-dealers in our database, with 458 in the last 90 days. The SEC has filed 13 admin proceedings against investment firms since April - firms like UBS Financial Services and American Portfolio Advisors.

We track 71,000+ enforcement actions across 28 regulators in real-time. If your competitors are getting cited, regulators are paying attention to your category. Is your growth creating the kind of paper trail that survives scrutiny?

If your BD needs pipeline without compliance exposure, the diagnostic shows you exactly where the gaps are.

👉 Request a Growth Diagnostic for Your BD

Specific findings. Honest assessment. No pitch.