Compliant Growth Advisory
Compliant Growth Advisory
Compliant Growth Advisory
We give wealth managers their family time back.
We give wealth managers their family time back.
We give wealth managers their family time back.
CGA empowers regulated firms to safely grow their book of business with smart, secure, audit-friendly tech & teams.
CGA empowers regulated firms to safely grow their book of business with smart, secure, audit-friendly tech & teams.
CGA empowers regulated firms to safely grow their book of business with smart, secure, audit-friendly tech & teams.
100,000+ curated connections.
$100M+ attributed AUM & pipeline.
Multiple 9-figures increased AUM & pipeline value.
Precision consults that generate immediate lift.
“CGA gave me back 10-hours per week to spend with my girls, instead of chasing money - priceless!”
- Luis Y.
Heir-Investor
“CGA gave me back 10-hours per week to spend with my girls, instead of chasing money - priceless!”
- Luis Y.
Heir-Investor
“CGA gave me back 10-hours per week to spend with my girls, instead of chasing money - priceless!”
- Luis Y.
Heir-Investor
Embedded compliance, with confidence:
Embedded compliance, with confidence:
Embedded compliance, with confidence:
High-stakes growth in regulated markets is broken
For high-impact founders, fiduciaries, and legacy-minded leaders…chances are you're often stuck in your office (home or otherwise) juggling:
Risky Growth
Scaling under scrutiny seems like compounding pressure; not peace.
Fragmented Funnels
Half-baked tech & overpriced agencies don't understand compliance; or stewardship.
Time Poverty
It feels like our hard-earned success forgot to tell our schedules.
High-stakes growth in regulated markets is broken
For high-impact founders, fiduciaries, and legacy-minded leaders…chances are you're often stuck in your office (home or otherwise) juggling:
Risky Growth
Scaling under scrutiny seems like compounding pressure; not peace.
Fragmented Funnels
Half-baked tech & overpriced agencies don't understand compliance; or stewardship.
Time Poverty
It feels like our hard-earned success forgot to tell our schedules.
High-stakes growth in regulated markets is broken
For high-impact founders, fiduciaries, and legacy-minded leaders…chances are you're often stuck in your office (home or otherwise) juggling:
Risky Growth
Scaling under scrutiny seems like compounding pressure; not peace.
Fragmented Funnels
Half-baked tech & overpriced agencies don't understand compliance; or stewardship.
Time Poverty
It feels like our hard-earned success forgot to tell our schedules.
"Our investor pipeline was completely stalled, and within days, we were back in action. Our new system paid for itself almost immediately. Worth every penny."
“We received 28-accredited investor introductions within 30-days after our Outbound Sprint Diagnostic. CGA's insights into communication in an ai-driven age are unparalleled.”
Michael G - Investor Relations Director
Quick & Compliant Growth
Start With Your Compliant Growth Audit
Start With Your Compliant Growth Audit
Start With Your Compliant Growth Audit
High-stakes growth deserves precision. That’s why we designed this audit as an end-to-end diagnostic to identify friction, uncover potential risks, and lay the groundwork for scale - fast.
High-stakes growth deserves precision. That’s why we designed this audit as an end-to-end diagnostic to identify friction, uncover potential risks, and lay the groundwork for scale - fast.
50+ Psychographic Leads (DISC-Enriched)
50+ Psychographic Leads (DISC-Enriched)
50+ Psychographic Leads (DISC-Enriched)
10+ FINRA/SEC-Safe Outreach Templates
10+ FINRA/SEC-Safe Outreach Templates
10+ FINRA/SEC-Safe Outreach Templates
CRM Compliance Checklist & Outbound Readiness Scorecard
CRM Compliance Checklist & Outbound Readiness Scorecard
CRM Compliance Checklist & Outbound Readiness Scorecard
Custom Roadmap & Recommendations
Custom Roadmap & Recommendations
Custom Roadmap & Recommendations
“We received 28-accredited investor introductions within 30-days after our Outbound Growth Sprint. Their insights into communication in an ai-age are unparalleled.”
“We received 28-accredited investor introductions within 30-days after our Outbound Growth Sprint. Their insights into communication in an ai-age are unparalleled.”
William L. - Managing Director (MFO)
Fast & Focused Execution
Deploy Your Outbound Growth Sprint
One funnel. One channel. Real traction. Designed for founders who need quick wins before scaling deeper.
250+ Psychographic Leads (DISC-Enriched & Compliance-Safe)
One High-Impact Funnel (Webinar, Email, LinkedIn, SMS, Social, Ads, or others)
FINRA/SEC-Safe Messaging + Follow-Up Logic
CRM prep & SOP Toolkit (List Hygiene + Send Cadence)
Delivered in 7 Days (With Async Support For Tweaks + Testing)
Fast & Focused Execution
Deploy Your Outbound Growth Sprint
One funnel. One channel. Real traction. Designed for founders who need quick wins before scaling deeper.
250+ Psychographic Leads (DISC-Enriched & Compliance-Safe)
One High-Impact Funnel (Webinar, Email, LinkedIn, SMS, Social, Ads, or others)
FINRA/SEC-Safe Messaging + Follow-Up Logic
CRM prep & SOP Toolkit (List Hygiene + Send Cadence)
Delivered in 7 Days (With Async Support For Tweaks + Testing)
Fast & Focused Execution
Deploy Your Outbound Growth Sprint
One funnel. One channel. Real traction. Designed for founders who need quick wins before scaling deeper.
250+ Psychographic Leads (DISC-Enriched & Compliance-Safe)
One High-Impact Funnel (Webinar, Email, LinkedIn, SMS, Social, Ads, or others)
FINRA/SEC-Safe Messaging + Follow-Up Logic
CRM prep & SOP Toolkit (List Hygiene + Send Cadence)
Delivered in 7 Days (With Async Support For Tweaks + Testing)
"I have witnessed these systems being developed, iterated, and constantly being improved. The results are incredible (high percentage of investors connecting and engaging in conversations). Erik is a game changer in the AI-based acquisition and funneling process."
Jan R. - Former Head of Marketing (Bosch)
Scalable, Compliant Infrastructure
Build Your Compliant Growth Engine
For firms serious about outbound scale - without the compliance headaches, bloated tech stacks, or fragmented workflows that stall growth. This is the infrastructure layer that turns your messaging, data, and systems into a synchronized, audit-ready engine for trust-first growth.
Psychographic Copy Engine (DISC-Enriched & FINRA-Safe)
Multi-Channel Funnel System (CRM-Integrated + Audit-Ready)
AI-Enabled Dashboards & Consent-Ledger Automation
Scalable, Compliant Infrastructure
Build Your Compliant Growth Engine
For firms serious about outbound scale - without the compliance headaches, bloated tech stacks, or fragmented workflows that stall growth. This is the infrastructure layer that turns your messaging, data, and systems into a synchronized, audit-ready engine for trust-first growth.
Psychographic Copy Engine (DISC-Enriched & FINRA-Safe)
Multi-Channel Funnel System (CRM-Integrated + Audit-Ready)
AI-Enabled Dashboards & Consent-Ledger Automation
Scalable, Compliant Infrastructure
Build Your Compliant Growth Engine
For firms serious about outbound scale - without the compliance headaches, bloated tech stacks, or fragmented workflows that stall growth. This is the infrastructure layer that turns your messaging, data, and systems into a synchronized, audit-ready engine for trust-first growth.
Psychographic Copy Engine (DISC-Enriched & FINRA-Safe)
Multi-Channel Funnel System (CRM-Integrated + Audit-Ready)
AI-Enabled Dashboards & Consent-Ledger Automation
"Erik brings a phenomenal team to the table. His operational process is ahead of its time and his tech is mind blowing. Worth every penny - and then some!"
"CGA brings a phenomenal team to the table. His operational process is ahead of its time and his tech is mind blowing. Worth every penny - and then some!"
Josh S. - QOF & REIC Manager
Compounding Growth
Designed for embedded trust
Compliant Growth Audit
Identify friction, uncover potential risks, and lay the groundwork for scale within 48-hours.
Outbound Growth Sprint
One funnel. One channel. Real traction in 7-days. Designed for clients who need a quick win.
Compliant Growth Engine
Turn fragmented messaging, data and systems into an audit-ready engine for trust-first growth.
Fractional Growth Ops
Focused firepower - plugged into your ops, aligned to your outcomes; compliant by design.
Growth Services (cont.)
Compounding Growth
Designed for embedded trust
Compliant Growth Audit
Identify friction, uncover potential risks, and lay the groundwork for scale within 48-hours.
Outbound Growth Sprint
One funnel. One channel. Real traction in 7-days. Designed for clients who need a quick win.
Compliant Growth Engine
Turn fragmented messaging, data and systems into an audit-ready engine for trust-first growth.
Fractional Growth Ops
Focused firepower - plugged into your ops, aligned to your outcomes; compliant by design.
Growth Services (cont.)
Compounding Growth
Designed for embedded trust
Compliant Growth Audit
Identify friction, uncover potential risks, and lay the groundwork for scale within 48-hours.
Outbound Growth Sprint
One funnel. One channel. Real traction in 7-days. Designed for clients who need a quick win.
Compliant Growth Engine
Turn fragmented messaging, data and systems into an audit-ready engine for trust-first growth.
Fractional Growth Ops
Focused firepower - plugged into your ops, aligned to your outcomes; compliant by design.
Growth Services (cont.)
Compounding Growth
Designed for embedded trust
Compliant Growth Audit
Identify friction, uncover potential risks, and lay the groundwork for scale within 48-hours.
Outbound Growth Sprint
One funnel. One channel. Real traction in 7-days. Designed for clients who need a quick win.
Compliant Growth Engine
Turn fragmented messaging, data and systems into an audit-ready engine for trust-first growth.
Fractional Growth Ops
Focused firepower - plugged into your ops, aligned to your outcomes; compliant by design.
Growth Services (cont.)
Wealth-tech, data architecture, and regulatory strategy expertise.
Wealth-tech, data architecture, and regulatory strategy expertise.
22-Years
22-Years
Not for Everyone. Exactly for You.
Not for Everyone. Exactly for You.
Not for Everyone. Exactly for You.
Not for Everyone. Exactly for You.
Get in touch
Get in touch
Get in touch
Whether you're facing a legal challenge, need advice, or simply have questions, our team is ready to assist you.
Whether you're facing a legal challenge, need advice, or simply have questions, our team is ready to assist you.
Whether you're facing a legal challenge, need advice, or simply have questions, our team is ready to assist you.
Compliant growth can feel complex.
Whether you're leading a BD or RIA, an emerging alts fund, or oversee a highly-regulated team, it's normal to have questions before committing to a new approach.
This section is here to clarify what we do, how we do it, and whether it fits your goals - to help inform your decision.
What types of firms do you serve?
We specialize in regulated financial services. That includes RIAs, Broker-Dealers, Multi-Family Offices, Fund Managers, Private Equity GPs, Legacy Law Firms, and Fund Admins navigating FINRA, SEC, or internal oversight. If compliance matters, we’re probably your people.
What problems do you actually solve?
What’s the difference between the Audit, Sprint, Retainer, and Engine?
Are your services SEC/FINRA compliant?
Can we use our existing CRM and tools?
What if we’re just getting started?
How soon can you start?
Who is on your team?
How do you price?
Do you work with founders and startups?
What types of firms do you serve?
We specialize in regulated financial services. That includes RIAs, Broker-Dealers, Multi-Family Offices, Fund Managers, Private Equity GPs, Legacy Law Firms, and Fund Admins navigating FINRA, SEC, or internal oversight. If compliance matters, we’re probably your people.
What problems do you actually solve?
What’s the difference between the Audit, Sprint, Retainer, and Engine?
Are your services SEC/FINRA compliant?
Can we use our existing CRM and tools?
What if we’re just getting started?
How soon can you start?
Who is on your team?
How do you price?
Do you work with founders and startups?
What types of firms do you serve?
We specialize in regulated financial services. That includes RIAs, Broker-Dealers, Multi-Family Offices, Fund Managers, Private Equity GPs, Legacy Law Firms, and Fund Admins navigating FINRA, SEC, or internal oversight. If compliance matters, we’re probably your people.
What problems do you actually solve?
What’s the difference between the Audit, Sprint, Retainer, and Engine?
Are your services SEC/FINRA compliant?
Can we use our existing CRM and tools?
What if we’re just getting started?
How soon can you start?
Who is on your team?
How do you price?
Do you work with founders and startups?
What types of firms do you serve?
We specialize in regulated financial services. That includes RIAs, Broker-Dealers, Multi-Family Offices, Fund Managers, Private Equity GPs, Legacy Law Firms, and Fund Admins navigating FINRA, SEC, or internal oversight. If compliance matters, we’re probably your people.
What problems do you actually solve?
What’s the difference between the Audit, Sprint, Retainer, and Engine?
Are your services SEC/FINRA compliant?
Can we use our existing CRM and tools?
What if we’re just getting started?
How soon can you start?
Who is on your team?
How do you price?
Do you work with founders and startups?
100k+
Curated Connections